Premium Elite Relationship Manager-Series 7 & 66

Location: Rolling Meadows, IL
Date Posted: 11-19-2017
Our Premium Elite Relationship Manager demonstrates knowledge of investments and financial markets and assists clients with their most complex trading, servicing and relationship needs. Responsible for prioritizing and managing an assigned book of clients to enhance client satisfaction, retention and deepening. Own management of client cases, research and communicate resolution to issues. Demonstrate expert knowledge of internal and regulatory policies, procedures and processes. Execute a disciplined approach to achieving business growth goals while focusing on the client experience. Licensing requirements are as follows: Series 7 and 66 or their equivalent.
Responsibilities include but are not limited to:
  • Manage a book of high net worth, active self-directed clients and serve as primary point of contact for all of clients' trading and servicing needs
  • Deliver on performance goals, such as driving asset growth and expanding the breadth and depth of client relationships through product penetration
  • Prioritize and manage book of clients, constantly searching for opportunities to enhance client delight and advance our standing as the client's sole financial institution
  • Take a client-focused approach by being a reliable expert on the client's most complex trading, servicing and relationship needs and elevating to the status of a trusted counterpart, ultimately winning wallet share
  • Anticipate client dissatisfaction or relationship-risk and immediately work with manager and partners to resolve issues
  • Work closely with all Enterprise partners, such as Financial Advisors to complement and support their client management approaches
  • Execute a disciplined approach to all business development strategies and goals to achieve business growth, while focusing on the client experience
  • Requires in-depth knowledge of trading mechanics, fixed income, options, margin and margin regulations
  • Deliver efficient and responsive resolution for various client situations, owning the management of the case, researching the issue and communicating the solution to the client when appropriate
  • Exhibit critical thinking / problem solving skills to immediately address escalated client issues notice to deliver a best in class customer experience
  • Develop an expert knowledge of internal policies, procedures and processes to ensure the most flawless and seamless execution of the most complex trading strategies
  • Ability to work seamlessly across all Enterprise business lines including GWIM, US Trust, Preferred Banking, as well as internal partners within Merrill Edge to deliver a world-class relationship model and improve processes
  • Strong risk-management aptitude
  • Required Skills:
  • Series 7 and 66 licensing REQUIRED If Series 66 not currently held, Series 66 must be obtained within 90 days
  • Experience with advanced trading strategies, options, fixed income, and margin required
  • Ability to use sound judgment when making decisions, identifying solutions, and resolving elevated issues.
  • Manage risk and the overall client experience
  • Strong analytical and problem solving skills
  • Strong organizational skills & time management skills
  • Strong interpersonal skills and the ability to work in a team environment
  • Ability to handle multiple tasks in a dynamic environment
  • Ability to work effectively under pressure and time constraints; adjusts rapidly to changing demands and priorities
  • Ability to work in team environment in order to meet targets and deadlines
  • Foster relationships with leadership peers and collaborate to improve processes that impact both the client experience
  • Ensures complete and efficient business/client interactions; confident and engaging presence
  • Must be flexible to work hours of operation
  • Desired Skills:
  • Wealth management and private client experience a plus
  • Knowledge of the Enterprise platforms a plus (US Trust, BAC, Advisory)
Very competitive salary and benefits!
Great company to work for!
Full relocation package is available!
Don't miss out! Apply now and we'll be in touch immediately with more specific details, salary information and to answer any questions!!

This position does NOT provide sponsorship so please do NOT apply if you require sponsorship.  Thank You

KP Recruiting Group 
"Bringing Talent to the Marketplace"

KP Recruiting Group is a well established and very respected recruiting firm.  We have built a strong reputation as a premier resource for providing highly qualified candidates for our clients.  We are very experienced in many industries and have a wide range of clients.  We will serve as your advocate during your career search!  Let us do the work for you!  There is never a fee for our services!

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