Operational Risk Consultant-Wholesale Banking

Location: Charlotte, NC
Date Posted: 10-21-2016
This position is within the Investment Portfolio Operational Risk Management Group which is responsible for the development and management of the operational risk platform supporting the Investment Portfolio business under Wholesale Banking and Treasury.

This individual will be responsible for the following:
•Management and execution of the Corporate Risk Management Programs of Third Party Risk Management Business Continuity Fraud Risk Management Payment Systems Risk Management Records Management and Privacy.
•Develop, implement, and monitor a risk-based program to identify, assess and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems or external events, while maintaining a balance between risk mitigation and operational efficiency, specific to the aforementioned Corporate Risk Management Programs.
•Work with complex business units and provide operational risk expertise and consulting for projects and initiatives with high risk, generally spanning multiple business lines.

•Evaluate the adequacy and effectiveness of policies, procedures, processes, systems and internal controls analyze business and/or system changes to determine impact, identify and assess operational risk issues
•Assign risk ratings consistent with established policy standards may also participate in the development of risk ratings.
•Report findings and develop business cases to influence senior management on the need for controls to mitigate risk.
•Consult with businesses to develop corrective action plans and effectively manage change.

This position requires an understanding of the business lines ability to develop a cross-functional knowledge of risk responsibilities to gain a deep understanding of the PI framework, as well as specific internal corporate requirements.

Desired Qualifications:
Minimum of 10 years experience in operational risk management processes and/or compliance or audit programs with at least half of that time having been spent in the Wholesale Banking line of business

•Working knowledge of Enterprise and Wholesale policies and procedures.
•Experience collaborating with cross-organizational groups and functions, including technology, corporate real estate, etc.
•Strong understanding of expected controls (e.g. market, credit, finance, compliance, operations) across a variety of complex businesses
•Knowledge and a broad background in evaluating, measuring and managing financial and reputation risk arising from securities transactions, brokerage, fiduciary businesses and related operations
•Proven ability to analyze data and raise potential risks to management
•Ability to demonstrate strong organizational skills, attention to detail, and adherence to strict deadlines in a fast-paced environment
•Strong communication, negotiation, and collaboration skills, including the ability to negotiate with numerous parties and reach agreeable solutions
•Prior success in working and communicating with senior level executives

•Experience with corporate organizational structure, the operational risk processes, and the systems necessary to support the operational risk program (e.g. RCSA, CICAT, ILD, ORR, WAM, TRMS, etc.)
•Proven ability and experience in being able to look at the big picture across a risk program and implement successful strategy and solutions
•Ability to adapt to changing and competing priorities
•Ability to effectively multi-task and successfully work on several unrelated projects at the same time
•4 year BS/BA degree or equivalent experience

•Ability to demonstrate excellent interpersonal communication skills and experience in articulation of risks both verbally and in writing to various levels of staff and management
•Ability to synthesize data from a variety of sources and deliver results quickly
•Must be able to think strategically, lead the implementation of cutting-edge processes, systems and change initiatives to meet the divisions analytical and reporting needs
•Computer proficiency including databases, and an understanding of banking systems and software
•Demonstrated interest in technology based systems and surveillance programs
•Ability to work both independently and collaboratively as part of a team within the Operational Risk Group and with senior line of business associates and other support partners
Very competitive salary and benefits!
Great company to work for!
Full relocation package is available!
Don't miss out! Apply now and we'll be in touch immediately with more specific details, salary information and to answer any questions!!

This position does NOT provide sponsorship so please do NOT apply if you require sponsorship.  Thank You

KP Recruiting Group 
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